as "residual interests" in a REMIC for domestic building and loan associations and as "real
estate assets" for REITs, as described in "Certain Federal Income Tax Consequences" in the
Base Offering Circular, but will not be treated as debt for federal income tax purposes. Instead,
the Holders of the Residual Securities will be required to report, and will be taxed on, their pro
rata shares of the taxable income or loss of the Trust REMIC, and these requirements will
continue until there are no Regular Securities of any Class outstanding. Thus, Residual Holders
will have taxable income attributable to the Residual Securities even though they will not
receive principal or interest distributions with respect to the Residual Securities, which could
result in a negative after-tax return for the Residual Holders. Prospective investors are urged to
consult their own tax advisors and consider the after-tax effect of ownership of the Residual
Securities and the suitability of the Residual Securities to their investment objectives.
Prospective Holders of Residual Securities should be aware that, at issuance, based on the
expected prices of the Regular and Residual Securities and the prepayment assumption
described above, the residual interests represented by the Residual Securities will be treated as
"noneconomic residual interests" as that term is defined in Treasury regulations.
MX Securities
For a discussion of certain federal income tax consequences applicable to the MX Classes,
see "Certain Federal Income Tax Consequences Tax Treatment of MX Securities", " Ex-
changes of MX Classes and Regular Classes" and " Taxation of Foreign Holders of REMIC
Securities and MX Securities" in the Base Offering Circular.
ERISA MATTERS
Ginnie Mae guarantees distributions of principal and interest with respect to the Securities.
The Ginnie Mae Guaranty is supported by the full faith and credit of the United States of
America. The Regular and MX Securities will qualify as "guaranteed governmental mortgage
pool certificates" within the meaning of a Department of Labor regulation, the effect of which is
to provide that mortgage loans underlying a "guaranteed governmental mortgage pool certifi-
cate" will not be considered assets of an employee benefit plan subject to the Employee
Retirement Income Security Act of 1974, as amended ("ERISA"), solely by reason of the Plan's
purchase and holding of that certificate.
Plan investors should consult with their advisors, however, to determine whether
the purchase, holding, or resale of a Security could give rise to a transaction that is
prohibited or is not otherwise permissible under either ERISA or the Code.
See "ERISA Considerations" in the Base Offering Circular.
The Residual Securities are not offered to, and may not be transferred to, Plans.
LEGAL INVESTMENT CONSIDERATIONS
Institutions whose investment activities are subject to legal investment laws and regula-
tions or to review by certain regulatory authorities may be subject to restrictions on investment
in the Securities. No representation is made about the proper characterization of any
Class for legal investment or other purposes, or about the permissibility of the
purchase by particular investors of any Class under applicable legal investment
restrictions.
S-24