order to qualify for either safe harbor (the present value or asset test), a transfer of a
noneconomic residual interest may not be to a foreign permanent establishment or fixed base of
a U.S. taxpayer (an "offshore location"), and each transferee must represent that it will not
cause income from the noneconomic residual interest to be attributable to an offshore location
of the transferee or another U.S. taxpayer. The final regulations generally apply to transfers of
noneconomic residual interests occurring on or after February 4, 2000, although the modifica-
tions noted above generally apply to transfers occurring on or after August 19, 2002.
Prospective Holders of Residual Securities should consult their tax advisors regarding the
final regulations and their application to transfers of Residual Securities.
MX Securities
For a discussion of certain federal income tax consequences applicable to the MX Classes,
see "Certain Federal Income Tax Consequences Tax Treatment of MX Securities", " Ex-
changes of MX Classes and Regular Classes" and " Taxation of Foreign Holders of REMIC
Securities and MX Securities" in the Base Offering Circular.
ERISA MATTERS
Ginnie Mae guarantees distributions of principal and interest with respect to the Securities.
The Ginnie Mae Guaranty is supported by the full faith and credit of the United States of
America. The Regular and MX Securities will qualify as "guaranteed governmental mortgage
pool certificates" within the meaning of a Department of Labor regulation, the effect of which is
to provide that mortgage loans and participations therein underlying a "guaranteed governmen-
tal mortgage pool certificate" will not be considered assets of an employee benefit plan subject
to the Employee Retirement Income Security Act of 1974, as amended ("ERISA"), or subject to
section 4975 of the Code (each, a "Plan"), solely by reason of the Plan's purchase and holding
of that certificate.
Governmental plans and certain church plans, while not subject to the fiduciary responsi-
bility provisions of ERISA or the prohibited transaction provisions of ERISA and the Code, may
nevertheless be subject to local, state or other federal laws that are substantially similar to the
foregoing provisions of ERISA and the Code. Fiduciaries of any such plans should consult with
their counsel before purchasing any of the Securities.
Plan Investors should consult with their advisors, however, to determine whether
the purchase, holding, or resale of a Security could give rise to a transaction that is
prohibited or is not otherwise permissible under either ERISA or the Code.
See "ERISA Considerations" in the Base Offering Circular.
The Residual Securities are not offered to, and may not be transferred to, a Plan Investor.
LEGAL INVESTMENT CONSIDERATIONS
Institutions whose investment activities are subject to legal investment laws and regula-
tions or to review by certain regulatory authorities may be subject to restrictions on investment
in the Securities. No representation is made about the proper characterization of any
Class for legal investment or other purposes, or about the permissibility of the
purchase by particular investors of any Class under applicable legal investment
restrictions.
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