RISK FACTORS
You should purchase securities only if you understand and are able to bear the associated
risks. The risks applicable to your investment depend on the principal and interest type of your
securities. This section highlights certain of these risks.
The rate of principal payments on the
underlying mortgage loans will affect the
rate of principal payments on your
securities. The rate at which you will receive
principal payments will depend largely on
the rate of principal payments, including
prepayments, on the mortgage loans
underlying the related trust assets. We expect
the rate of principal payments on the
underlying mortgage loans to vary.
Borrowers generally may prepay their
mortgage loans at any time without penalty.
Rates of principal payments can reduce
your yield. The yield on your securities
probably will be lower than you expect if:
you bought your securities at a premium
(interest only securities, for example) and
principal payments are faster than you
expected, or
you bought your securities at a discount
(principal only securities, for example)
and principal payments are slower than
you expected.
In addition, if your securities are interest
only securities or securities purchased at a
significant premium, you could lose money
on your investment if prepayments occur at a
rapid rate.
Under certain circumstances, a Ginnie
Mae issuer has the right to repurchase a
defaulted mortgage loan from the related
pool of mortgage loans underlying a
particular Ginnie Mae MBS Certificate, the
effect of which would be comparable to a
prepayment of such mortgage loan. At its
option and without Ginnie Mae's prior
consent, a Ginnie Mae issuer may repurchase
any mortgage loan at an amount equal to par
less any amounts previously advanced by
such issuer in connection with its
responsibilities as servicer of such mortgage
loan to the extent that (i) in the case of a
mortgage loan included in a pool of
mortgage loans underlying a Ginnie Mae
MBS Certificate issued on or before
December 1, 2002, such mortgage loan has
been delinquent for four consecutive
months, and at least one delinquent payment
remains uncured or (ii) in the case of a
mortgage loan included in a pool of
mortgage loans underlying a Ginnie Mae
MBS Certificate issued on or after January 1,
2003, no payment has been made on such
mortgage loan for three consecutive months.
Any such repurchase will result in
prepayment of the principal balance or
reduction in the notional balance of the
securities ultimately backed by such
mortgage loan. No assurances can be given as
to the timing or frequency of any such
repurchases.
The level of LIBOR will affect the yields on
floating rate and inverse floating rate
securities. If LIBOR performs differently
from what you expect, the yield on your
securities may be lower than you expect.
Lower levels of LIBOR will generally reduce
the yield on floating rate securities; higher
levels of LIBOR will generally reduce the
yield on inverse floating rate securities. You
should bear in mind that the timing of
changes in the level of LIBOR may affect
your yield: generally, the earlier a change,
the greater the effect on your yield. It is
doubtful that LIBOR will remain constant.
An investment in the securities is subject to
significant reinvestment risk. The rate of
principal payments on your securities is
uncertain. You may be unable to reinvest the
payments on your securities at the same
returns provided by the securities. Lower
prevailing interest rates may result in an
unexpected return of principal. In that
interest rate climate, higher yielding
reinvestment opportunities may be limited.
Conversely, higher prevailing interest rates
may result in slower returns of principal and
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