RISK FACTORS
You should purchase securities only if you understand and are able to bear the associated risks. The risks
applicable to your investment depend on the principal and interest type of your securities. This section
highlights certain of these risks.
The rate of principal payments on the underlying
mortgage loans will affect the rate of principal
payments on your securities.
you will receive principal payments will depend
largely on the rate of principal payments, includ-
ing prepayments, on the mortgage loans underly-
ing the related trust assets. We expect the rate of
principal payments on the underlying mortgage
loans will vary. Following any lockout period, and
upon payment of any applicable prepayment pen-
alty, borrowers may prepay their mortgage loans
at any time. Borrowers may also prepay their
mortgage loans during a lockout period or without
paying any applicable prepayment penalty with
the approval of the FHA.
Rates of principal payments can reduce your
yield.
be lower than you expect if:
you bought your securities at a premium (in-
terest only securities, for example) and princi-
pal payments are faster than you expected, or
you bought your securities at a discount and
principal payments are slower than you
expected.
In addition, if your securities are interest only
securities or securities purchased at a significant
premium, you could lose money on your invest-
ment if prepayments occur at a rapid rate.
An investment in the securities is subject to sig-
nificant reinvestment and extension risk.
rate of principal payments on your securities is
uncertain. You may be unable to reinvest the
payments on your securities at the same returns
provided by the securities. Lower prevailing inter-
est rates may result in an unexpected return of
principal. In that interest rate climate, higher
yielding reinvestment opportunities may be lim-
ited. Conversely, higher prevailing interest rates
may result in slower returns of principal and you
may not be able to take advantage of higher
yielding investment opportunities. The final
payment on your security may occur much earlier
than the final distribution date.
Defaults will increase the rate of prepayment.
Lending on multifamily properties and nursing
The rate at which
facilities is generally viewed as exposing the
lender to a greater risk of loss than single-family
lending. If a mortgagor defaults on a mortgage
loan and the loan is subsequently foreclosed upon
or assigned to FHA for FHA insurance benefits
or otherwise liquidated, the effect would be com-
parable to a prepayment of the mortgage loan;
however, no prepayment penalty would be re-
ceived. Similarly, mortgage loans as to which
there is a material breach of a representation may
be purchased out of the trust without the pay-
ment of a prepayment penalty.
Under certain circumstances, a Ginnie Mae issuer
has the right to repurchase a defaulted mortgage
The yield on your securities probably will
loan from the related pool of mortgage loans
underlying a particular Ginnie Mae MBS Certif-
icate, the effect of which would be comparable to
a prepayment of such mortgage loan. At its option
and without Ginnie Mae's prior consent, a Ginnie
Mae issuer may repurchase any mortgage loan at
an amount equal to par less any amounts previ-
ously advanced by such issuer in connection with
its responsibilities as servicer of such mortgage
loan to the extent that (i) in the case of a
mortgage loan included in a pool of mortgage
loans underlying a Ginnie Mae MBS Certificate
issued on or before December 1, 2002, such
mortgage loan has been delinquent for four con-
secutive months, and at least one delinquent
The
payment remains uncured or (ii) in the case of a
mortgage loan included in a pool of mortgage
loans underlying a Ginnie Mae MBS Certificate
issued on or after January 1, 2003, no payment
has been made on such mortgage loan for three
consecutive months. Any such repurchase will
result in prepayment of the principal balance or
reduction in the notional balance of the securities
ultimately backed by such mortgage loan. No
assurances can be given as to the timing or
frequency of any such repurchases.
Extensions of the term to maturity of the Ginnie
Mae construction loan certificates delay
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