appropriate period and (ii) clarify that inducement fees will be treated as income from sources
within the United States. The rules set forth in the final regulations apply to taxable years
ending on or after May 11, 2004. Prospective purchasers of the Class RR Securities should
consult with their tax advisors regarding the effect of these final regulations.
The United States Department of the Treasury has recently issued temporary regulations
that may accelerate the time for withholding with respect to excess inclusions allocable to
foreign investors in certain types of pass-through entities that hold the Residual Securities. The
regulations are effective as to allocations of income on or after August 1, 2006. You should
consult your tax advisor concerning these regulations and their potential application to an
investment by you in the Residual Securities.
Investors should consult their own tax advisors in determining the federal, state,
local and any other tax consequences to them of the purchase, ownership and
disposition of the Securities.
ERISA MATTERS
Ginnie Mae guarantees distributions of principal and interest with respect to the Securities.
The Ginnie Mae Guaranty is supported by the full faith and credit of the United States of
America. The Regular Securities will qualify as "guaranteed governmental mortgage pool
certificates" within the meaning of a Department of Labor regulation, the effect of which is to
provide that mortgage loans and participations therein underlying a "guaranteed governmental
mortgage pool certificate" will not be considered assets of an employee benefit plan subject to
the Employee Retirement Income Security Act of 1974, as amended ("ERISA"), or subject to
section 4975 of the Code (each, a "Plan"), solely by reason of the Plan's purchase and holding
of that certificate.
Governmental plans and certain church plans, while not subject to the fiduciary responsi-
bility provisions of ERISA or the prohibited transaction provisions of ERISA and the Code, may
nevertheless be subject to local, state or other federal laws that are substantially similar to the
foregoing provisions of ERISA and the Code. Fiduciaries of any such plans should consult with
their counsel before purchasing any of the Securities.
Prospective Plan Investors should consult with their advisors, however, to deter-
mine whether the purchase, holding, or resale of a Security could give rise to a
transaction that is prohibited or is not otherwise permissible under either ERISA or
the Code.
See "ERISA Considerations" in the Multifamily Base Offering Circular.
The Residual Securities are not offered to, and may not be transferred to, a Plan Investor.
LEGAL INVESTMENT CONSIDERATIONS
Institutions whose investment activities are subject to legal investment laws and regula-
tions or to review by certain regulatory authorities may be subject to restrictions on investment
in the Securities. No representation is made about the proper characterization of any
Class for legal investment or other purposes, or about the permissibility of the purchase
by particular investors of any Class under applicable legal investment restrictions.
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