RISK FACTORS
You should purchase securities only if you understand and are able to bear the associated
risks. The risks applicable to your investment depend on the principal and interest type of your
securities. This section highlights certain of these risks.
The rate of principal payments on the un-
derlying mortgage loans will affect the
rate of principal payments on your securi-
ties. The rate at which you will receive prin-
cipal payments will depend largely on the
rate of principal payments, including prepay-
ments, on the mortgage loans underlying the
related trust assets. We expect the rate of
principal payments on the underlying mort-
gage loans to vary. Borrowers generally may
prepay their mortgage loans at any time with-
out penalty.
Rates of principal payments can reduce
your yield. The yield on your securities
probably will be lower than you expect if:
you bought your securities at a premium
(interest only securities, for example) and
principal payments are faster than you ex-
pected, or
you bought your securities at a discount
(principal only securities, for example)
and principal payments are slower than
you expected.
In addition, if your securities are interest
only securities or securities purchased at a
significant premium, you could lose money
on your investment if prepayments occur at a
rapid rate.
Under certain circumstances, a Ginnie
Mae issuer has the right to repurchase a
defaulted mortgage loan from the related
pool of mortgage loans underlying a par-
ticular Ginnie Mae MBS Certificate, the
effect of which would be comparable to a
prepayment of such mortgage loan. At its
option and without Ginnie Mae's prior con-
sent, a Ginnie Mae issuer may repurchase any
mortgage loan at an amount equal to par less
any amounts previously advanced by such
issuer in connection with its responsibilities
as servicer of such mortgage loan to the
extent that (i) in the case of a mortgage loan
included in a pool of mortgage loans under-
lying a Ginnie Mae MBS Certificate issued on
or before December 1, 2002, such mortgage
loan has been delinquent for four consecu-
tive months, and at least one delinquent pay-
ment remains uncured or (ii) in the case of a
mortgage loan included in a pool of mort-
gage loans underlying a Ginnie Mae MBS
Certificate issued on or after January 1, 2003,
no payment has been made on such mort-
gage loan for three consecutive months. Any
such repurchase will result in prepayment of
the principal balance or reduction in the
notional balance of the securities ultimately
backed by such mortgage loan. No assur-
ances can be given as to the timing or fre-
quency of any such repurchases.
The level of LIBOR will affect the yields on
floating rate and inverse floating rate se-
curities. If LIBOR performs differently from
what you expect, the yield on your securities
may be lower than you expect. Lower levels
of LIBOR will generally reduce the yield on
floating rate securities; higher levels of LI-
BOR will generally reduce the yield on in-
verse floating rate securities. You should
bear in mind that the timing of changes in
the level of LIBOR may affect your yield:
generally, the earlier a change, the greater
the effect on your yield. It is doubtful that
LIBOR will remain constant.
An investment in the securities is subject to
significant reinvestment risk. The rate of
principal payments on your securities is un-
certain. You may be unable to reinvest the
payments on your securities at the same re-
turns provided by the securities. Lower pre-
vailing interest rates may result in an
unexpected return of principal. In that inter-
est rate climate, higher yielding reinvestment
opportunities may be limited. Conversely,
higher prevailing interest rates may result in
slower returns of principal and you may not
be able to take advantage of higher yielding
investment opportunities. The final payment
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