Base Offering Circular - Single Family
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the Contingent Payment Regulations, a secondary market purchaser of a Non-VRDI Security or an Interest
Weighted Security at a discount generally would continue to accrue interest and determine adjustments on such
Security based on the original projected payment schedule devised by the issuer of such Security. See Certain
Federal Income Tax Consequences Original Issue Discount Interest Weighted Securities and Non-VRDI
Securities herein. The Holder of such a Security would be required, however, to allocate the difference between
the adjusted issue price of the Security and its basis in the Security as positive adjustments to the accruals or
projected payments on the Security over the remaining term of the Security in a reasonable manner (e.g., based on a
constant yield to maturity).
Treasury regulations implementing the market discount rules have not yet been issued, and uncertainty
exists with respect to many aspects of those rules. For example, the treatment of a Regular Security subject to
redemption at the option of the Tax Administrator that is acquired at a market discount is unclear. It appears likely,
however, that the market discount rules applicable in such a case would be similar to the rules pertaining to OID.
Due to the substantial lack of regulatory guidance with respect to the market discount rules, it is unclear how those
rules will affect any secondary market that develops for a given Class of Regular Securities. Prospective investors
in Regular Securities should consult their own tax advisors as to the application of the market discount rules to those
Securities.
Amortizable Premium
A purchaser of a Regular Security who purchases the Security at a premium over the total of its Deemed
Principal Payments may elect to amortize such premium under a constant yield method that reflects compounding
based on the interval between payments on the Security. The relevant legislative history indicates that premium is to
be accrued in the same manner as market discount. Accordingly, it appears that the accrual of premium on a
Regular Security will be calculated using the Pricing Prepayment Assumptions. Under the Code, except as
otherwise provided in Treasury regulations to be issued, amortized premium would be treated as an offset to interest
income on a Regular Security and not as a separate deduction item. If a Holder makes an election to amortize
premium on a Regular Security, such election will apply to all taxable debt instruments (including all REMIC
regular interests) held by the Holder at the beginning of the taxable year in which the election is made, and to all
taxable debt instruments acquired thereafter by such Holder, and will be irrevocable without the consent of the
Service. Purchasers who pay a premium for the Regular Securities should consult their tax advisors regarding the
election to amortize premium and the method to be employed.
Under the Contingent Payment Regulations, a secondary market purchaser of a Non-VRDI Security or an
Interest Weighted Security at a premium generally would continue to accrue interest and determine adjustments on
such Security based on the original projected payment schedule devised by the issuer of such Security. See Certain
Federal Income Tax Consequences Original Issue Discount Interest Weighted Securities and Non-VRDI
Securities herein. The Holder of such a Security would allocate the difference between its basis in the Security and
the adjusted issue price of the Security as negative adjustments to the accruals or projected payments on the Security
over the remaining term of the Security in a reasonable manner (e.g., based on a constant yield to maturity).
Gain or Loss on Disposition
If a Regular Security is sold, the Holder will recognize gain or loss equal to the difference between the
amount realized on the sale and his adjusted basis in the Security. Similarly, a Holder who receives a scheduled or
prepaid principal payment with respect to a Regular Security will recognize income or loss equal to the difference
between the amount of the payment and the allocable portion of his adjusted basis in the Security. Any such income
will be treated as ordinary income, rather than capital gain, to the extent such income reflects OID that is not de
minimis. The adjusted basis of a Regular Security generally will equal the cost of the Security to the Holder,
increased by any OID or market discount previously includible in the Holders gross income with respect to the
Security, and reduced by the portion of the basis of the Security allocable to payments on the Security previously
received by the Holder and by any amortized premium. Except to the extent that the market discount rules apply
and except as provided below, any gain or loss on the sale or other disposition of a Regular Security generally will
be capital gain or loss. Such gain or loss will be long-term gain or loss if the Security is held as a capital asset for
more than one year.