Base Offering Circular - Multifamily
482090
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acquisition, ownership, and disposition of the Securities. State income tax law may differ
substantially from the corresponding federal law, and this discussion does not purport to describe
any aspect of the income tax laws of any state. Therefore, potential investors should consult their
own tax advisors with respect to the various state tax consequences of an investment in the
Securities.
ERISA CONSIDERATIONS
Distributions of principal and interest with respect to the Securities are guaranteed by
Ginnie Mae. The Ginnie Mae Guaranty is supported by the full faith and credit of the United
States of America. Ginnie Mae does not guarantee the payment of any Prepayment Penalties.
A Department of Labor regulation (the Regulation) provides that, if an employee
benefit plan subject to the Employee Retirement Income Security Act of 1974, as amended
(ERISA), acquires a guaranteed governmental mortgage pool certificate, then, for purposes
of the fiduciary responsibility provisions of ERISA and the prohibited transaction provisions of
ERISA and the Code, the plans assets include the certificate and all rights with respect to the
certificate under applicable law, but do not, solely by reason of the plans holding of that
certificate, include any of the mortgages underlying the certificate. For purposes of the
Regulation, a guaranteed governmental mortgage pool certificate is a certificate backed by, or
evidencing an interest in, specified mortgages or participation interests in mortgages and with
respect to which interest and principal payable pursuant to the certificate is guaranteed by the
United States or an agency or instrumentality of the United States. The effect of the Regulation
is that the Sponsor, the Trustee and other Persons providing services with respect to mortgages in
the pool will not be subject to the fiduciary responsibility provisions of Title I of ERISA or to the
prohibited transaction provisions of ERISA and the Code, merely by reason of the plans
investment in a certificate. The Securities will qualify as guaranteed governmental mortgage
pool certificates within the meaning of the Regulation.
Plan investors should be aware that the Regulation does not relieve fiduciaries, other
parties in interest, or disqualified persons from provisions of ERISA and the Code other than
those indicated above, including, for example, the general fiduciary responsibility provisions of
section 404 of ERISA and the requirement of section 401(a) of the Code that a qualified plan
must operate for the exclusive benefit of the employees of the employer maintaining the plan and
their beneficiaries. Plan investors should consult with their advisors to determine whether the
purchase, holding, or resale of a Security could give rise to a transaction that is prohibited or is
not otherwise permissible under either ERISA or the Code. Prospective investors also should be
aware that because the Securities will not be rated by any rating agency, certain prohibited
transaction exemptions that would otherwise be available will not apply to the purchase or
holding of the Securities.
Residual Securities may not be transferred to a Plan Investor.